Securities Advisory Releases

• Advisory Release AR-08-01
  Securities Laws Implications for Transactions Featuring Promissory Notes and Real Estate

• Advisory Release AR-07-04
  Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions to Comply with Section 409.1-102(4), RSMo. (Cum. Supp. 2006).

• Advisory Release AR-07-03
  Registration Exemption for Investment Advisers Who Advise Certain Clients

• Advisory Release AR-07-02
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-07-01
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-06-01
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-05-02
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-05-01
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-04-06
  Order Extending the Temporary Exemption from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-04-05
  Exemption of offers and sales to accredited investors from the requirements of Sections 409.3-301 and 409.5-504 of the Missouri Securities Act of 2003

• Advisory Release AR-04-04
  Interpretive Opinion Issued by the Missouri Commissioner of Securities Concerning a Proposed Limited Offering Pursuant to §409.2-202(14).

• Advisory Release AR-04-03
  Order Setting Conditions for Offerings of Securities by Named Parties Pursuant to §409.2-202(14).

• Advisory Release AR-04-02
  H.B. 1617 defines, prohibits, and establishes penalties for conduct that would obstruct securities investigations in Missouri.

• Advisory Release AR-04-01
  Order Extending the Temporary Exception from the Definition of Broker-Dealer for Banks, Trust Companies Organized Under the Laws of Missouri, and Savings Institutions

• Advisory Release AR-03-07
  Order of Temporary Exemption from Registration of Securities Issued by For-Profit Agricultural Cooperative Associations.