Investor Protection & Securities:: Registration:: Securities Registrations
The registration section reviews applications to register securities under a "merit review." This review determines if the offering is "fair, just and equitable." The staff also reviews claims of exemption from registration.
For more information, see the answers to frequently asked questions regarding securities registration.
Registration & Exemption Forms
Uniform forms from NASAA's web site
Federal forms from the SEC's web site
NASAA Statements of Policy
Small Company Offering Registrations (SCOR)
Documents from NASAA's web site
Coordinated Review Programs