Investor Protection & Securities:: Registration:: Securities Registrations
The registration section reviews applications to register securities under a "merit review." This review determines if the offering is "fair, just and equitable." The staff also reviews claims of exemption from registration.
For more information, see the answers to frequently asked questions regarding securities registration.
Registration & Exemption Forms
Uniform forms from NASAA's website
Federal forms from the SEC's website
NASAA Statements of Policy
Small Company Offering Registrations (SCOR)
Documents from NASAA's website
Coordinated Review Programs