Investor Protection & Securities:: Registration:: Securities Registrations

Securities Registrations

The registration section reviews applications to register securities under a "merit review." This review determines if the offering is "fair, just and equitable." The staff also reviews claims of exemption from registration.

For more information, see the answers to frequently asked questions regarding securities registration.

Registration & Exemption Forms

Missouri forms

Uniform forms from NASAA's website

Federal forms from the SEC's website

NASAA Statements of Policy

Small Company Offering Registrations (SCOR)

Missouri regulations

Documents from NASAA's website

Registration Pamphlets

Coordinated Review Programs

  • The Missouri Securities Division participates in the following coordinated review programs: CR-SCOR/Midwest Regional Review Program; Coordinated Review of Equity; and Coordinated Review o